返回上一级

Noether's Theorem and Spacetime Symmetries

This note is basically based on David Tong’s lecture notes and Schwartz’s textbook. I use $g_{\mu\nu}=\operatorname{diag}(1,-1,-1,-1)$ and $c=\hbar=1$. Repeated indices are summed. All transformations are kept to first order, and $\delta\phi_a$ denotes the variation at fixed $x$.

Noether’s theorem

This theorem reads:

Every continuous global symmetry of the action gives rise to a conserved current: $\boxed{\partial_\mu j^\mu=0}$

when the equations of motion hold.


Proof:

For a set of fields $\phi_a(x)$, the action is

$$ S=\int d^4x\,\mathcal L(\phi_a,\partial_\mu\phi_a). $$

Consider an infinitesimal transformation

$$ \phi_a\longrightarrow\phi_a+\delta\phi_a, \qquad \delta\phi_a=\epsilon X_a, \qquad \partial_\mu\epsilon=0. $$

Using the chain rule,

$$ \delta\mathcal L = \frac{\partial\mathcal L}{\partial\phi_a}\delta\phi_a + \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \partial_\mu(\delta\phi_a), $$

where $\delta$ and $\partial_\mu$ commute.

Applying the product rule,

$$ \begin{aligned} \delta\mathcal L ={}& \left[ \frac{\partial\mathcal L}{\partial\phi_a} - \partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \right) \right]\delta\phi_a\\ &+ \partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \delta\phi_a \right). \end{aligned} $$

The fields satisfy the Euler–Lagrange equations:

$$ \frac{\partial\mathcal L}{\partial\phi_a} - \partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \right) =0. $$

Therefore, on solutions,

$$ \delta\mathcal L = \partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \delta\phi_a \right). $$

Independently, if the transformation is a symmetry, the Lagrangian density may change by a total divergence:

$$ \boxed{\delta\mathcal L=\partial_\mu F^\mu.} $$

This symmetry condition is checked without using the equations of motion. It is allowed because

$$ \delta S = \int d^4x\,\partial_\mu F^\mu = \int_{\partial\Omega}d\Sigma_\mu\,F^\mu $$

is only a boundary term. If the boundary integral vanishes, $\delta S=0$. Strict invariance of $\mathcal L$ corresponds to choosing $F^\mu=0$.

We now have two expressions for the same variation:

$$ \delta\mathcal L = \underbrace{ \partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \delta\phi_a \right) }_{\text{Euler–Lagrange equations}} = \underbrace{\partial_\mu F^\mu}_{\text{symmetry}}. $$

Subtracting,

$$ \partial_\mu \left[ \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \delta\phi_a-F^\mu \right]=0. $$

Define the Noether current:

$$ j^\mu \equiv \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \delta\phi_a-F^\mu. $$

Then

$$ \partial_\mu j^\mu=0. $$

Vanishing $\epsilon$

Since $\delta\phi_a=\epsilon X_a$, write $F^\mu=\epsilon K^\mu$. Thus,

$$ j^\mu = \epsilon \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} X_a-K^\mu \right), $$

and

$$ \epsilon\,\partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} X_a-K^\mu \right)=0. $$

Because $\epsilon$ is an arbitrary constant,

$$ \partial_\mu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} X_a-K^\mu \right)=0. $$

So we can ignore $\epsilon$, $j^\mu$ includes the infinitesimal transformation parameters.

Translations

Consider the infinitesimal translation

$$ x'^\nu=x^\nu-\epsilon^\nu, \qquad \partial_\mu\epsilon^\nu=0. $$

Since $\phi’_a(x’)=\phi_a(x)$,

$$ \phi'_a(x) = \phi_a(x+\epsilon) = \phi_a(x)+\epsilon^\nu\partial_\nu\phi_a(x). $$

Therefore,

$$ \delta\phi_a=\epsilon^\nu\partial_\nu\phi_a. $$

If $\mathcal L$ has no explicit dependence on $x$, similarly,

$$ \delta\mathcal L = \epsilon^\nu\partial_\nu\mathcal L. $$

To express this as a divergence with index $\mu$,

$$ \begin{aligned} \delta\mathcal L &= \epsilon^\nu\delta^\mu{}_\nu\partial_\mu\mathcal L\\ &= \partial_\mu \left( \epsilon^\nu\delta^\mu{}_\nu\mathcal L \right). \end{aligned} $$

We choose

$$ F^\mu=\epsilon^\nu\delta^\mu{}_\nu\mathcal L. $$

Substitute into the Noether current:

$$ \begin{aligned} j^\mu &= \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \delta\phi_a-F^\mu\\ &= \epsilon^\nu \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \partial_\nu\phi_a -\delta^\mu{}_\nu\mathcal L \right). \end{aligned} $$

Define the canonical energy–momentum tensor:

$$ T^\mu{}_\nu \equiv \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \partial_\nu\phi_a -\delta^\mu{}_\nu\mathcal L. $$

Then

$$ j^\mu=\epsilon^\nu T^\mu{}_\nu, $$

so

$$ 0=\partial_\mu j^\mu =\epsilon^\nu\partial_\mu T^\mu{}_\nu. $$

The four components of $\epsilon^\nu$ are independent. Their coefficients must vanish separately:

$$ \partial_\mu T^\mu{}_\nu=0, \qquad \nu=0,1,2,3. $$

We are comparing coefficients, not dividing by a vector. The index $\nu$ labels the four translation currents.

Raising the second index,

$$ T^{\mu\nu} = g^{\nu\rho}T^\mu{}_\rho = \frac{\partial\mathcal L}{\partial(\partial_\mu\phi_a)} \partial^\nu\phi_a -g^{\mu\nu}\mathcal L, $$

and

$$ \partial_\mu T^{\mu\nu}=0. $$

The conserved four-momentum is

$$ P^\nu=\int d^3x\,T^{0\nu}. $$

Indeed, $\frac{dP^\nu}{dt} = -\int d^3x\,\partial_iT^{i\nu} = -\oint dS_i\,T^{i\nu} =0,$

assuming that the boundary flux vanishes.

In particular,

$$ E=P^0=\int d^3x\,T^{00}, \qquad P^i=\int d^3x\,T^{0i}. $$

Example: the real Klein–Gordon field

The Lagrangian density is

$$ \mathcal L = \frac12g^{\alpha\beta} \partial_\alpha\phi\,\partial_\beta\phi -\frac12m^2\phi^2. $$

Then

$$ \begin{aligned} \frac{\partial\mathcal L}{\partial(\partial_\mu\phi)} &= \frac12g^{\alpha\beta} \left( \delta^\mu{}_\alpha\partial_\beta\phi + \partial_\alpha\phi\,\delta^\mu{}_\beta \right)\\ &=g^{\mu\nu}\partial_\nu\phi =\partial^\mu\phi. \end{aligned} $$

Hence,

$$ T^{\mu\nu} = \partial^\mu\phi\,\partial^\nu\phi -g^{\mu\nu}\mathcal L. $$

For this field, $T^{\mu\nu}=T^{\nu\mu}$, and

$$ T^{00} = \frac12\dot\phi^{\,2} +\frac12(\nabla\phi)^2 +\frac12m^2\phi^2. $$

Lorentz transformations

Here we consider a scalar field with a Lorentz-invariant Lagrangian, such as the Klein–Gordon field.

An infinitesimal Lorentz transformation is

$$ x'^\mu=\Lambda^\mu{}_\nu x^\nu, \qquad \Lambda^\mu{}_\nu=\delta^\mu{}_\nu+\omega^\mu{}_\nu, $$

where $\omega^\mu{}_\nu$ is infinitesimal and constant.

The Lorentz condition is

$$ \Lambda^\mu{}_\rho g^{\rho\sigma} \Lambda^\nu{}_\sigma=g^{\mu\nu}. $$

Expanding to first order,

$$ g^{\mu\nu}+\omega^{\mu\nu}+\omega^{\nu\mu} =g^{\mu\nu}. $$

Thus,

$$ \omega^{\mu\nu}=-\omega^{\nu\mu}, \qquad \omega_{\mu\nu}=-\omega_{\nu\mu}. $$

In particular,

$$ \omega^\mu{}_\mu=g^{\mu\rho}\omega_{\rho\mu}=0. $$

For a scalar field,

$$ \phi'(x)=\phi(\Lambda^{-1}x). $$

Since $\Lambda^{-1}=I-\omega$ to first order,

$$ \phi'(x) = \phi(x)-\omega^\rho{}_\sigma x^\sigma\partial_\rho\phi(x). $$

Therefore,

$$ \delta\phi=-\omega^\rho{}_\sigma x^\sigma\partial_\rho\phi. $$

Similarly,

$$ \delta\mathcal L = -\omega^\mu{}_\nu x^\nu\partial_\mu\mathcal L. $$

Using the product rule,

$$ \begin{aligned} \delta\mathcal L &= -\partial_\mu \left(\omega^\mu{}_\nu x^\nu\mathcal L\right) +\omega^\mu{}_\nu(\partial_\mu x^\nu)\mathcal L\\ &= -\partial_\mu \left(\omega^\mu{}_\nu x^\nu\mathcal L\right) +\omega^\mu{}_\mu\mathcal L\\ &= -\partial_\mu \left(\omega^\mu{}_\nu x^\nu\mathcal L\right). \end{aligned} $$

Thus, we may choose

$$ F^\mu=-\omega^\mu{}_\nu x^\nu\mathcal L. $$

Substitute into the Noether current:

$$ \begin{aligned} j^\mu &= \frac{\partial\mathcal L}{\partial(\partial_\mu\phi)} \delta\phi-F^\mu\\ &= -\omega^\rho{}_\sigma x^\sigma \frac{\partial\mathcal L}{\partial(\partial_\mu\phi)} \partial_\rho\phi +\omega^\mu{}_\sigma x^\sigma\mathcal L\\ &= -\omega^\rho{}_\sigma x^\sigma \left( \frac{\partial\mathcal L}{\partial(\partial_\mu\phi)} \partial_\rho\phi -\delta^\mu{}_\rho\mathcal L \right)\\ &= -\omega^\rho{}_\sigma x^\sigma T^\mu{}_\rho\\ &= -\omega_{\rho\sigma}x^\sigma T^{\mu\rho}. \end{aligned} $$

Interchanging the dummy indices and using antisymmetry,

$$ -\omega_{\rho\sigma}x^\sigma T^{\mu\rho} = \omega_{\rho\sigma}x^\rho T^{\mu\sigma}. $$

Averaging these two forms gives

$$ j^\mu = \frac12\omega_{\rho\sigma} \left( x^\rho T^{\mu\sigma}-x^\sigma T^{\mu\rho} \right). $$

Define

$$ J^{\mu\rho\sigma} \equiv x^\rho T^{\mu\sigma}-x^\sigma T^{\mu\rho}. $$

Then $j^\mu=\frac12\omega_{\rho\sigma}J^{\mu\rho\sigma}, \qquad J^{\mu\rho\sigma}=-J^{\mu\sigma\rho}.$

The factor $1/2$ avoids counting each antisymmetric pair twice:

$$ j^\mu = \sum_{\rho<\sigma}\omega_{\rho\sigma}J^{\mu\rho\sigma}. $$

Since $\partial_\mu j^\mu=0$,

$$ \sum_{\rho<\sigma} \omega_{\rho\sigma}\partial_\mu J^{\mu\rho\sigma}=0. $$

There are six independent parameters,

$$ \omega_{01},\ \omega_{02},\ \omega_{03},\ \omega_{12},\ \omega_{13},\ \omega_{23}. $$

Their coefficients vanish separately:

$$ \partial_\mu J^{\mu\rho\sigma}=0, \qquad \rho<\sigma. $$

The index $\mu$ is the current index, while the pair $(\rho,\sigma)$ labels the six Lorentz currents. Antisymmetry leaves

$$ 4\times 6=24 $$

component slots: six four-component currents. Contracting $\mu$ in the divergence gives six conservation equations.

The conserved charges are

$$ Q^{\rho\sigma} = \int d^3x\,J^{0\rho\sigma} = \int d^3x \left( x^\rho T^{0\sigma}-x^\sigma T^{0\rho} \right), $$

again assuming vanishing boundary fluxes.

For spatial rotations,

$$ Q^{ij} = \int d^3x \left( x^iT^{0j}-x^jT^{0i} \right). $$

These are the angular-momentum components:

$$ L^1=Q^{23}, \qquad L^2=Q^{31}, \qquad L^3=Q^{12}. $$

The other three charges correspond to boosts:

$$ Q^{0i} = tP^i-\int d^3x\,x^iT^{00}. $$

For the Klein–Gordon field, we can check conservation directly:

$$ \begin{aligned} \partial_\mu J^{\mu\rho\sigma} &= T^{\rho\sigma}-T^{\sigma\rho} +x^\rho\partial_\mu T^{\mu\sigma} -x^\sigma\partial_\mu T^{\mu\rho}\\ &=0, \end{aligned} $$

using $T^{\rho\sigma}=T^{\sigma\rho}$ and $\partial_\mu T^{\mu\nu}=0$.

For vector or spinor fields, the canonical Lorentz current generally also includes a spin term. The expression above is the scalar-field result.